Asset Management. Wells Fargo ist ein US-amerikanisches Finanzdienstleistungsunternehmen mit Sitz in San Francisco, mit Verbraucherfinanzierungs-Tochterunternehmen, die in Kanada, den Nördlichen Marianen und in der Karibik tätig sind. See Advisors At This Firm Firms to Pay $1.4 Million in Restitution to Approximately 100 Affected Customers WASHINGTON—FINRA announced today that Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC (Wells Fargo) have agreed to pay more than $1.4 million in restitution, plus interest, to approximately 100 customers and fines totaling $675,000 for failing to supervise … Multi Location Business Find locations. Company is located in the register under the national Company number 751222. 9. We formed this opinion over many years of reviewing quotes, applications, and statements that push opaque, overly aggressive pricing. Wells Fargo Clearing Services, LLC is a registered investment firm headquartered in Denver, Colorado. Have questions about the site? Wells Fargo Advisors, LLC, now known as Wells Fargo Clearing Services, LLC, has recently agreed to pay a fine of $350,000. Registered in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WYWhile Wells Fargo Clearing Services LLC is licensed to operate in 50 states, the District of Columbia, Puerto Rico and the Virgin Islands, licenses for individual advisors may vary. Looking for more information? If you are in the market for a good financial advisor or firm, then avoid Wells Fargo Clearing Services, LLC at all costs. When financial advisors have events Wells Fargo Clearing Services is based out of St. Louis. Derivatives Access, our web-based portal for credit, risk, and treasury management, provides a centralized hub for: Wells Fargo provides access to an extensive network of more than 45 futures exchanges worldwide covering futures contracts on a variety of products, including: Wells Fargo offers customers access to a wide range of electronic execution front-end systems. It handles $511 billion in total assets across its 1,430,874 customer accounts, placing it among the largest firms in the country by assets under management. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Privacy Policy opens in a new tab Client type information from Form ADV. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC , separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Wells Fargo Clearing Services, LLC provides financial services. Learn More. Advisors also figure out the best investment plan for a client, create an investment portfolio and follow its development. This firm is compensated by Commissions from sales of financial products. ACCOUNT LOGIN. Privacy Policy opens in a new tab Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company.WellsTrade® and Intuitive Investor ® … Filialen von WELLS FARGO CLEARING SERVICES, LLC in United States. We're sorry, but some features of our site require JavaScript. Year-end planning: 2020 changes and your end-of-year checklist. This website is for broker-dealer use only. Chapin Davis Foundation. Respondent Wells Fargo Clearing Services, LLC, incorporated in Delaware and headquartered in St. Louis, Missouri, has been registered with the Commission as an investment adviser since October 5, 1990 and as a broker-dealer since April 3, 1987. Full Site. User ID. Dublin, OH 43017-2951. https://info.wellsfargoadvisors.com (614) 764-7535. Compensation types are listed for Wells Fargo Clearing Services LLC. advisor. This firm is compensated by clients, often based on a flat fee or a percentage of client assets. WellsTrade ® and Intuitive Investor ® accounts are offered through WFCS. Wells Fargo helps customers manage exposure and gain operational efficiency through: Execution and clearing of futures and options on futures along with clearing of over-the-counter derivatives is offered through Wells Fargo Securities, LLC (“WFS”). WELLS FARGO CLEARING SERVICES, LLC SEC# 19616 8-37180 Main Office Location Mailing Address Business Telephone Number Doing business as WELLS FARGO CLEARING SERVICES, LLC 314-875-3000 Regulated by FINRA Kansas City Office ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-050 ST. LOUIS, MO 63103 ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004 … Wells Fargo Clearing Services, LLC* 4. Email: info@chapindavis.com Phone: 410.435.3200 Toll-Free: 800.222.3246 Quick Links. Kevin Schaffer worked for Merrill Lunch, Pierce, Fenner & Smith Incorporated from 2011 … WELLS FARGO CLEARING SERVICES, LLC SEC# 19616 8-37180 Main Office Location Mailing Address Business Telephone Number Doing business as WELLS FARGO CLEARING SERVICES, LLC 314-875-3000 Regulated by FINRA Kansas City Office ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-050 ST. LOUIS, MO 63103 ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004 … Data obtained from U.S. Securities and Exchange Commission. those events to regulators. The existence of such filings may not result in censure or penalty for an advisor and customer complaints against All rights reserved. Das Unternehmen ist im Aktienindex S&P 500 gelistet. Wells Fargo Advisors announced reduced minimums and fees on the Intuitive Investor®  automated platform. About Wells Fargo Wells Fargo & Company (NYSE: WFC) is a diversified, community-based financial services company with $1.97 trillion in assets. Wells Fargo provides: Wells Fargo provides clearing services through global clearing houses and, by leveraging our operational and risk management expertise, Wells Fargo is able to deliver support for customers’ clearing activities. advisors may be frivolous. If there are no advisors then the widget is hidden. In addition, existing Wells Fargo customers will receive a further discounted price of 0.30% annual advisory fee when their  … This message is for debugging purposes. 433 SEMINOLE RD NORTON SHORES, MI 49444 Get Directions (231) 830-8600. www.wellsfargoadvisors.com . Company DUNS#: 61-035-0290: Corporate Name: Wells Fargo Clearing Svcs LLC: Tradestyle Name: Wells Fargo Advisors: Point of Contact: Restricted: Title: Please enable JavaScript on your browser and refresh the page. This firm can not be compensated based on a share of capital gains on, or capital appreciation of, client assets. It’s pretty clear from our Wells Fargo Merchant Services review that we don’t hold the company’s credit card processing services in the highest regard. Investment products and services are offered through Wells Fargo Advisors. With institutional execution desks in Charlotte, Chicago, Los Angeles, and London, Wells Fargo can execute futures contracts for customers from the global market open on Sunday through the global market close on Friday, provide direct access to trading floors, and specialize in multi-exchange, multi-asset class execution. Reach the right people with access to detailed contact information. Business Info. See similar companies for insight and prospecting. Previous clients have reported and complained about serious financial damages and/or fraud. Find and update your U.S. News Advisor Profile, Investment Adviser Public Disclosure database, California Do Not Sell My Personal Information Request. Futures, options, and swaps involve risk and are not suitable for everyone. In determining whether to offer clearing services to prospective customers, Wells Fargo considers objective criteria including, without limitation, the customer’s investment profile, financial health, customer’s status as an Eligible Contract Participant (as such term is defined in the Commodity Exchange Act), legal character, industry reputation and the relevant legal and commercial terms. A proposed class and collective action claims Wells Fargo Clearing Services, LLC has failed to pay client associates for every hour worked. Execution and clearing of futures and options is offered through Wells Fargo Securities International Limited (“WFSIL”). Wells Fargo’s vision is … The Company offers account statements, trade confirms, record-keeping, annual clearing, and custodial services. Contact Us. Kevin Schaffer has been in the securities industry since 1984. Dublin, OH 43017-2951. https://info.wellsfargoadvisors.com (614) 764-7535. WFSIL does not deal directly with retail clients. In addition, investors are seeing changes in 2020 that were … 6515 Longshore Loop Ste 200. They can make changes if the market shifts, if the client adjusts his or her goals or goes through a major change like marriage or divorce. According to the case, the workers are owed unpaid minimum and overtime wages in accordance with the Fair Labor Standards Act and Missouri Minimum Wage Law. This stands as part of … Wells Fargo Clearing Services, Llc Wells Fargo Clearing Services, Llc is a broker-dealer registered with the U.S. Security and Exchange Commission and incorporated in the state of Delaware. One North Jefferson Avenue, Mail Code: H0004-050, St. Louis, MO(314) 875-3000(314) 875-3000Website. Wells Fargo Securities, LLC and Wells Fargo Securities International Limited are distinct entities from affiliated banks and thrifts. Wells Fargo Clearing Services LLC is legally known as WELLS FARGO CLEARING SERVICES, LLC. One North Jefferson Avenue, Mail Code: H0004-050, St. Louis, MO 63103. Available client info by % of assets under management are as follows:Client types are by firm and represent a percentage of assets under management. Wells Fargo Clearing Services. First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. The Registered Agent on file for this company is Corporation Service Company Dba Csc - Lawyers Incorporating Service Company and is located at 211 E. 7th Street Suite 620, Austin, TX 78701-3218. Password. The company's filing status is listed as In Existence and its File Number is 0800214557. For more detailed information on Wells Fargo Clearing Services LLC’s conduct, please visit Finra’s BrokerCheck, the SEC’s Investment Adviser Public Disclosure database, or your state’s regulatory agencies. This firm does not receive compensation from periodicals or newsletters. in their practice that could influence their ability to advise clients, they’re required to disclose Contact Us. Wells Fargo Clearing Services, LLC CLAIM THIS BUSINESS. Headquarters. Wells Fargo Clearing Services is a large advisory firm with 1430874 clients and discretionary assets under management (AUM) of $344,912,551,214 (Form ADV from 2019-08-01). Querying, downloading, and receiving customized and consolidated reports and files, including: Viewing daily settlement details, statements, and historical data, Is one of the oldest, continuously operating financial institutions in the world, Is a leading financial services company based in the United States with an extensive global reach, Is one of the strongest banks globally that give your business peace of mind, Broad lending platform with a strong balance sheet, Execution sales team members average more than 20 years of experience, Clearing sales team is knowledgeable and focused on specific market segments, such as food and agriculture, energy, and financial services, Customizable real-time market analytics (for some products), Leveraging a single point of contact for cleared over-the-counter derivatives and listed futures products, Services tailored to meet customers’ needs. Wells Fargo provides a broad suite of algorithmic trading capabilities from industry-leading vendors. Password. ACCOUNT LOGIN. The investment advisory business has offices in 6,239 locations and a total of 25,711 employees. In addition, Wells Fargo provides collateral optimization solutions to help customers efficiently allocate collateral to meet their margin requirements. 2597. Wells Fargo Clearing Services, LLC (CRD# 19616) is a financial advisory firm headquartered in St. Louis, MO. Corporate Relations. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC,Member SIPC has popup , a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. If you suffered losses investing with Wells Fargo Clearing Services (f/k/a Wells Fargo Advisors) and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117. Insurance Services. In addition, Wells Fargo provides collateral optimization solutions to help customers efficiently allocate collateral to meet their margin requirements. About Us. The Most Important Ages for Retirement Planning: Age 50, The Most Important Ages for Retirement Planning: Age 59 ½, The Most Important Ages for Retirement Planning: Age 65, The Most Important Ages for Retirement Planning: Age 66, The Most Important Ages for Retirement Planning: Age 70 ½, One North Jefferson Avenue, Mail Code: H0004-050, St. Louis, MO. The defendant, which does business as Wells Fargo Advisors, provides nationwide … Kevin Schaefer (CRD # 1286030) is a Financial Advisor at Wells Fargo Clearing Services, LLC in San Francisco, CA. Search our free database to find email addresses and direct dials for Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC. See who the company's key decision makers are. The risk of transacting in futures, options, and swaps can be substantial. There are 12886 companies in the Wells Fargo Clearing Services, LLC corporate family. Industry Information Wells Fargo Clearing Services, LLC is located in Wilmington, NC, United States and is part of the Securities Brokerages Industry. Looking for more … 1411 Clarkview Road Baltimore, MD 21209. It has offices in 6,239 locations and a total of 25,711 advisors. WFS and WFSIL are not guaranteed by Wells Fargo & Co. Wells Fargo Securities is the trade name for the capital markets and investment banking services of Wells Fargo & Company and its subsidiaries, including Wells Fargo Securities, LLC, a CFTC registered futures commission merchant and a member of NYSE, FINRA, NFA and SIPC, Wells Fargo Securities International Limited which is authorized and regulated by the UK Financial Conduct Authority and Wells Fargo Bank, National Association. Please review roles, responsibilities, and risks. 6515 Longshore Loop Ste 200. 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